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RAG的ETL Pipeline源码解读

news 来源：原创 2025/6/4 23:16:32

原文链接：SpringAI(GA)：RAG下的ETL源码解读

教程说明

说明：本教程将采用2025年5月20日正式的GA版，给出如下内容

  1. 核心功能模块的快速上手教程
  2. 核心功能模块的源码级解读
  3. Spring ai alibaba增强的快速上手教程 + 源码级解读

版本：JDK21 + SpringBoot3.4.5 + SpringAI 1.0.0 + SpringAI Alibaba 1.0.0.2

将陆续完成如下章节教程。本章是第六章（Rag增强问答质量）下的ETL-pipeline源码解读

代码开源如下：https://github.com/GTyingzi/spring-ai-tutorial

微信推文往届解读可参考：

第一章内容

SpringAI(GA)的chat:快速上手+自动注入源码解读

SpringAI(GA):ChatClient调用链路解读

第二章内容

SpringAI的Advisor：快速上手+源码解读

SpringAI(GA)：Sqlite、Mysql、Redis消息存储快速上手

第三章内容

SpringAI(GA)：Tool工具整合—快速上手

第五章内容

SpringAI(GA)：内存、Redis、ES的向量数据库存储—快速上手

SpringAI(GA)：向量数据库理论源码解读+Redis、Es接入源码

第六章内容

SpringAI(GA)：RAG快速上手+模块化解读

SpringAI(GA)：RAG下的ETL快速上手

获取更好的观赏体验，可付费获取飞书云文档Spring AI最新教程权限，目前49.9，随着内容不断完善，会逐步涨价。

注：M6版快速上手教程+源码解读飞书云文档已免费提供

ETL Pipeline 源码解析

DocumentReader（读取文档数据接口类）

package org.springframework.ai.document;import java.util.List;
import java.util.function.Supplier;public interface DocumentReader extends Supplier<List<Document>> {default List<Document> read() {return (List)this.get();}
}

TextReader

用于从资源中读取文本内容并将其转换为 Document 对象

  • Resource resource：读取的资源
  • Map<String, Object> customMetadata：存储与 Document 对象相关的元数据
  • Charset charset：指定读取文本时使用的字符集，默认为 UTF8

方法说明

方法名称
描述
TextReader
通过资源URL、资源对象构造读取器
setCharset
设置读取文本时的字符集，默认为UTF8
getCharset
获取当前使用的字符集
getCustomMetadata
获取自定义元数据
get
读取文本，返回Document列表
getResourceIdentifier
获取资源的唯一标识（如文件名、URI、URL或描述信息）
package org.springframework.ai.reader;import java.io.IOException;
import java.net.URI;
import java.net.URL;
import java.nio.charset.Charset;
import java.nio.charset.StandardCharsets;
import java.util.HashMap;
import java.util.List;
import java.util.Map;
import java.util.Objects;
import org.springframework.ai.document.Document;
import org.springframework.ai.document.DocumentReader;
import org.springframework.core.io.DefaultResourceLoader;
import org.springframework.core.io.Resource;
import org.springframework.util.StreamUtils;public class TextReader implements DocumentReader {public static final String CHARSETMETADATA = "charset";public static final String SOURCEMETADATA = "source";private final Resource resource;private final Map<String, Object> customMetadata;private Charset charset;public TextReader(String resourceUrl) {this((new DefaultResourceLoader()).getResource(resourceUrl));}public TextReader(Resource resource) {this.customMetadata = new HashMap();this.charset = StandardCharsets.UTF8;Objects.requireNonNull(resource, "The Spring Resource must not be null");this.resource = resource;}public Charset getCharset() {return this.charset;}public void setCharset(Charset charset) {Objects.requireNonNull(charset, "The charset must not be null");this.charset = charset;}public Map<String, Object> getCustomMetadata() {return this.customMetadata;}public List<Document> get() {try {String document = StreamUtils.copyToString(this.resource.getInputStream(), this.charset);this.customMetadata.put("charset", this.charset.name());this.customMetadata.put("source", this.resource.getFilename());this.customMetadata.put("source", this.getResourceIdentifier(this.resource));return List.of(new Document(document, this.customMetadata));} catch (IOException e) {throw new RuntimeException(e);}}protected String getResourceIdentifier(Resource resource) {String filename = resource.getFilename();if (filename != null && !filename.isEmpty()) {return filename;} else {try {URI uri = resource.getURI();if (uri != null) {return uri.toString();}} catch (IOException var5) {}try {URL url = resource.getURL();if (url != null) {return url.toString();}} catch (IOException var4) {}return resource.getDescription();}}
}

JsonReader

用于从 JSON 资源中读取数据并将其转换为 Document 对象

  • Resource resource：表示要读取的 JSON 资源
  • JsonMetadataGenerator jsonMetadataGenerator：用于生成与 JSON 数据相关的元数据
  • ObjectMapper objectMapper：用于解析 JSON 数据
  • List<String> jsonKeysToUse：用于从 JSON 中提取哪些字段作为文档内容，若未指定则使用整个 JSON 对象

方法说明

方法名称
描述
JsonReader
通过资源对象、提取的字段名构造读取器
get
读取json文件，返回Document列表
package org.springframework.ai.reader;import com.fasterxml.jackson.core.type.TypeReference;
import com.fasterxml.jackson.databind.JsonNode;
import com.fasterxml.jackson.databind.ObjectMapper;
import java.io.IOException;
import java.util.Collections;
import java.util.List;
import java.util.Map;
import java.util.Objects;
import java.util.stream.Stream;
import java.util.stream.StreamSupport;
import org.springframework.ai.document.Document;
import org.springframework.ai.document.DocumentReader;
import org.springframework.core.io.Resource;public class JsonReader implements DocumentReader {private final Resource resource;private final JsonMetadataGenerator jsonMetadataGenerator;private final ObjectMapper objectMapper;private final List<String> jsonKeysToUse;public JsonReader(Resource resource) {this(resource);}public JsonReader(Resource resource, String... jsonKeysToUse) {this(resource, new EmptyJsonMetadataGenerator(), jsonKeysToUse);}public JsonReader(Resource resource, JsonMetadataGenerator jsonMetadataGenerator, String... jsonKeysToUse) {this.objectMapper = new ObjectMapper();Objects.requireNonNull(jsonKeysToUse, "keys must not be null");Objects.requireNonNull(jsonMetadataGenerator, "jsonMetadataGenerator must not be null");Objects.requireNonNull(resource, "The Spring Resource must not be null");this.resource = resource;this.jsonMetadataGenerator = jsonMetadataGenerator;this.jsonKeysToUse = List.of(jsonKeysToUse);}public List<Document> get() {try {JsonNode rootNode = this.objectMapper.readTree(this.resource.getInputStream());return rootNode.isArray() ? StreamSupport.stream(rootNode.spliterator(), true).map((jsonNode) -> this.parseJsonNode(jsonNode, this.objectMapper)).toList() : Collections.singletonList(this.parseJsonNode(rootNode, this.objectMapper));} catch (IOException e) {throw new RuntimeException(e);}}private Document parseJsonNode(JsonNode jsonNode, ObjectMapper objectMapper) {Map<String, Object> item = (Map)objectMapper.convertValue(jsonNode, new TypeReference<Map<String, Object>>() {});StringBuilder sb = new StringBuilder();Stream var10000 = this.jsonKeysToUse.stream();Objects.requireNonNull(item);var10000.filter(item::containsKey).forEach((key) -> sb.append(key).append(": ").append(item.get(key)).append(System.lineSeparator()));Map<String, Object> metadata = this.jsonMetadataGenerator.generate(item);String content = sb.isEmpty() ? item.toString() : sb.toString();return new Document(content, metadata);}protected List<Document> get(JsonNode rootNode) {return rootNode.isArray() ? StreamSupport.stream(rootNode.spliterator(), true).map((jsonNode) -> this.parseJsonNode(jsonNode, this.objectMapper)).toList() : Collections.singletonList(this.parseJsonNode(rootNode, this.objectMapper));}public List<Document> get(String pointer) {try {JsonNode rootNode = this.objectMapper.readTree(this.resource.getInputStream());JsonNode targetNode = rootNode.at(pointer);if (targetNode.isMissingNode()) {throw new IllegalArgumentException("Invalid JSON Pointer: " + pointer);} else {return this.get(targetNode);}} catch (IOException e) {throw new RuntimeException("Error reading JSON resource", e);}}
}

JsoupDocumentReader

用于从 HTML 文档中提取文本内容，并将其转换为 Document 对象

各字段含义：

  • Resource htmlResource：要读取的 HTML 资源
  • JsoupDocumentReaderConfig config：配置 HTML 文档读取行为，包括字符集、选择器、是否提取所有元素，是否按元素分组等

方法说明

方法名称
描述
JsoupDocumentReader
通过资源URL、资源对象、解析HTML配置等构造读取器
get
读取html文件，返回Document列表
package org.springframework.ai.reader.jsoup;import java.io.IOException;
import java.io.InputStream;
import java.util.ArrayList;
import java.util.HashMap;
import java.util.List;
import java.util.Map;
import java.util.stream.Collectors;
import org.jsoup.Jsoup;
import org.jsoup.nodes.Element;
import org.jsoup.select.Elements;
import org.springframework.ai.document.Document;
import org.springframework.ai.document.DocumentReader;
import org.springframework.ai.reader.jsoup.config.JsoupDocumentReaderConfig;
import org.springframework.core.io.DefaultResourceLoader;
import org.springframework.core.io.Resource;public class JsoupDocumentReader implements DocumentReader {private final Resource htmlResource;private final JsoupDocumentReaderConfig config;public JsoupDocumentReader(String htmlResource) {this((new DefaultResourceLoader()).getResource(htmlResource));}public JsoupDocumentReader(Resource htmlResource) {this(htmlResource, JsoupDocumentReaderConfig.defaultConfig());}public JsoupDocumentReader(String htmlResource, JsoupDocumentReaderConfig config) {this((new DefaultResourceLoader()).getResource(htmlResource), config);}public JsoupDocumentReader(Resource htmlResource, JsoupDocumentReaderConfig config) {this.htmlResource = htmlResource;this.config = config;}public List<Document> get() {try (InputStream inputStream = this.htmlResource.getInputStream()) {org.jsoup.nodes.Document doc = Jsoup.parse(inputStream, this.config.charset, "");List<Document> documents = new ArrayList();if (this.config.allElements) {String allText = doc.body().text();Document document = new Document(allText);this.addMetadata(doc, document);documents.add(document);} else if (this.config.groupByElement) {for(Element element : doc.select(this.config.selector)) {String elementText = element.text();Document document = new Document(elementText);this.addMetadata(doc, document);documents.add(document);}} else {Elements elements = doc.select(this.config.selector);String text = (String)elements.stream().map(Element::text).collect(Collectors.joining(this.config.separator));Document document = new Document(text);this.addMetadata(doc, document);documents.add(document);}return documents;} catch (IOException e) {throw new RuntimeException("Failed to read HTML resource: " + String.valueOf(this.htmlResource), e);}}private void addMetadata(org.jsoup.nodes.Document jsoupDoc, Document springDoc) {Map<String, Object> metadata = new HashMap();metadata.put("title", jsoupDoc.title());for(String metaTag : this.config.metadataTags) {String value = jsoupDoc.select("meta[name=" + metaTag + "]").attr("content");if (!value.isEmpty()) {metadata.put(metaTag, value);}}if (this.config.includeLinkUrls) {Elements links = jsoupDoc.select("a[href]");List<String> linkUrls = links.stream().map((link) -> link.attr("abs:href")).toList();metadata.put("linkUrls", linkUrls);}metadata.putAll(this.config.additionalMetadata);springDoc.getMetadata().putAll(metadata);}
}
JsoupDocumentReaderConfig

配置 JsoupDocumentReader 行为的工具类

  • String charset：读取 HTML 文档时使用的字符编码，默认值为 “UTF-8”
  • String selector：用于提取 HTML 元素的 CSS 选择器，默认值为 “body”
  • String separator：在提取多个元素的文本内容时使用的分隔符，默认值为 “\n”
  • boolean allElements：是否提取 HTML 文档中所有元素的文本内容，并生成一个 Document 对象，默认值为 false
  • boolean groupByElement：是否按元素分组提取文本内容，并为每个元素生成一个 Document 对象，默认值为 false
  • boolean includeLinkUrls：是否将 HTML 文档中的链接 URL 包含在元数据中，默认值为 false
  • List<String> metadataTags：指定从 HTML 文档的 标签中提取哪些元数据，默认包含 “description” 和 “keywords”
  • Map<String, Object> additionalMetadata：用于添加额外的元数据到生成的 Document 对象中
package org.springframework.ai.reader.jsoup.config;import java.util.ArrayList;
import java.util.HashMap;
import java.util.List;
import java.util.Map;
import org.springframework.util.Assert;public final class JsoupDocumentReaderConfig {public final String charset;public final String selector;public final String separator;public final boolean allElements;public final boolean groupByElement;public final boolean includeLinkUrls;public final List<String> metadataTags;public final Map<String, Object> additionalMetadata;private JsoupDocumentReaderConfig(Builder builder) {this.charset = builder.charset;this.selector = builder.selector;this.separator = builder.separator;this.allElements = builder.allElements;this.includeLinkUrls = builder.includeLinkUrls;this.metadataTags = builder.metadataTags;this.groupByElement = builder.groupByElement;this.additionalMetadata = builder.additionalMetadata;}public static Builder builder() {return new Builder();}public static JsoupDocumentReaderConfig defaultConfig() {return builder().build();}public static final class Builder {private String charset = "UTF-8";private String selector = "body";private String separator = "\n";private boolean allElements = false;private boolean includeLinkUrls = false;private List<String> metadataTags = new ArrayList(List.of("description", "keywords"));private boolean groupByElement = false;private Map<String, Object> additionalMetadata = new HashMap();private Builder() {}public Builder charset(String charset) {this.charset = charset;return this;}public Builder selector(String selector) {this.selector = selector;return this;}public Builder separator(String separator) {this.separator = separator;return this;}public Builder allElements(boolean allElements) {this.allElements = allElements;return this;}public Builder groupByElement(boolean groupByElement) {this.groupByElement = groupByElement;return this;}public Builder includeLinkUrls(boolean includeLinkUrls) {this.includeLinkUrls = includeLinkUrls;return this;}public Builder metadataTag(String metadataTag) {this.metadataTags.add(metadataTag);return this;}public Builder metadataTags(List<String> metadataTags) {this.metadataTags = new ArrayList(metadataTags);return this;}public Builder additionalMetadata(String key, Object value) {Assert.notNull(key, "key must not be null");Assert.notNull(value, "value must not be null");this.additionalMetadata.put(key, value);return this;}public Builder additionalMetadata(Map<String, Object> additionalMetadata) {Assert.notNull(additionalMetadata, "additionalMetadata must not be null");this.additionalMetadata = additionalMetadata;return this;}public JsoupDocumentReaderConfig build() {return new JsoupDocumentReaderConfig(this);}}
}

MarkdownDocumentReader

用于从 Markdown 文件中读取内容并将其转换为 Document 对象。基于 CommonMark 库解析 Markdown 文档，支持将标题、段落、代码块等内容分组为 Document 对象，并生成相关元数据

  • Resource markdownResource：要读取的 Markdown 资源
  • MarkdownDocumentReaderConfig config：配置 Markdown 文档读取行为，包括是否将水平分割线视为文档分隔符、是否包含代码块、是否包含引用块等
  • Parser parser：解析 Markdown 文档的 CommonMark 解析器，用于将 Markdown 文本解析为节点树

DocumentVisitor 作为内部静态类，继承自 CommonMark 的 AbstractVisitor，用于遍历和解析 Markdown 的语法树节点，将其内容按配置分组、提取为结构化的 Document 对象

  1. 历 Markdown 解析后的节点树，根据配置（如是否按水平线分组、是否包含代码块/引用等）将内容分组
  2. 识别标题、段落、代码块、引用等不同类型节点，提取文本和元数据，构建 Document
  3. 支持为不同类型内容（如标题、代码块、引用）添加分类、标题、语言等元数据，便于后续 AI 处理。
方法名称
描述
MarkdownDocumentReader
通过资源URL、资源对象、解析markdown配置等构造读取器
get
读取markdown文件，返回Document列表
package org.springframework.ai.reader.markdown;import java.io.IOException;
import java.io.InputStream;
import java.io.InputStreamReader;
import java.util.ArrayList;
import java.util.List;
import java.util.Map;
import java.util.Objects;
import org.commonmark.node.AbstractVisitor;
import org.commonmark.node.BlockQuote;
import org.commonmark.node.Code;
import org.commonmark.node.FencedCodeBlock;
import org.commonmark.node.HardLineBreak;
import org.commonmark.node.Heading;
import org.commonmark.node.ListItem;
import org.commonmark.node.Node;
import org.commonmark.node.SoftLineBreak;
import org.commonmark.node.Text;
import org.commonmark.node.ThematicBreak;
import org.commonmark.parser.Parser;
import org.springframework.ai.document.Document;
import org.springframework.ai.document.DocumentReader;
import org.springframework.ai.reader.markdown.config.MarkdownDocumentReaderConfig;
import org.springframework.core.io.DefaultResourceLoader;
import org.springframework.core.io.Resource;public class MarkdownDocumentReader implements DocumentReader {private final Resource markdownResource;private final MarkdownDocumentReaderConfig config;private final Parser parser;public MarkdownDocumentReader(String markdownResource) {this((new DefaultResourceLoader()).getResource(markdownResource), MarkdownDocumentReaderConfig.defaultConfig());}public MarkdownDocumentReader(String markdownResource, MarkdownDocumentReaderConfig config) {this((new DefaultResourceLoader()).getResource(markdownResource), config);}public MarkdownDocumentReader(Resource markdownResource, MarkdownDocumentReaderConfig config) {this.markdownResource = markdownResource;this.config = config;this.parser = Parser.builder().build();}public List<Document> get() {try (InputStream input = this.markdownResource.getInputStream()) {Node node = this.parser.parseReader(new InputStreamReader(input));DocumentVisitor documentVisitor = new DocumentVisitor(this.config);node.accept(documentVisitor);return documentVisitor.getDocuments();} catch (IOException e) {throw new RuntimeException(e);}}static class DocumentVisitor extends AbstractVisitor {private final List<Document> documents = new ArrayList();private final List<String> currentParagraphs = new ArrayList();private final MarkdownDocumentReaderConfig config;private Document.Builder currentDocumentBuilder;DocumentVisitor(MarkdownDocumentReaderConfig config) {this.config = config;}public void visit(org.commonmark.node.Document document) {this.currentDocumentBuilder = Document.builder();super.visit(document);}public void visit(Heading heading) {this.buildAndFlush();super.visit(heading);}public void visit(ThematicBreak thematicBreak) {if (this.config.horizontalRuleCreateDocument) {this.buildAndFlush();}super.visit(thematicBreak);}public void visit(SoftLineBreak softLineBreak) {this.translateLineBreakToSpace();super.visit(softLineBreak);}public void visit(HardLineBreak hardLineBreak) {this.translateLineBreakToSpace();super.visit(hardLineBreak);}public void visit(ListItem listItem) {this.translateLineBreakToSpace();super.visit(listItem);}public void visit(BlockQuote blockQuote) {if (!this.config.includeBlockquote) {this.buildAndFlush();}this.translateLineBreakToSpace();this.currentDocumentBuilder.metadata("category", "blockquote");super.visit(blockQuote);}public void visit(Code code) {this.currentParagraphs.add(code.getLiteral());this.currentDocumentBuilder.metadata("category", "codeinline");super.visit(code);}public void visit(FencedCodeBlock fencedCodeBlock) {if (!this.config.includeCodeBlock) {this.buildAndFlush();}this.translateLineBreakToSpace();this.currentParagraphs.add(fencedCodeBlock.getLiteral());this.currentDocumentBuilder.metadata("category", "codeblock");this.currentDocumentBuilder.metadata("lang", fencedCodeBlock.getInfo());this.buildAndFlush();super.visit(fencedCodeBlock);}public void visit(Text text) {Node var3 = text.getParent();if (var3 instanceof Heading heading) {this.currentDocumentBuilder.metadata("category", "header%d".formatted(heading.getLevel())).metadata("title", text.getLiteral());} else {this.currentParagraphs.add(text.getLiteral());}super.visit(text);}public List<Document> getDocuments() {this.buildAndFlush();return this.documents;}private void buildAndFlush() {if (!this.currentParagraphs.isEmpty()) {String content = String.join("", this.currentParagraphs);Document.Builder builder = this.currentDocumentBuilder.text(content);Map var10000 = this.config.additionalMetadata;Objects.requireNonNull(builder);var10000.forEach(builder::metadata);Document document = builder.build();this.documents.add(document);this.currentParagraphs.clear();}this.currentDocumentBuilder = Document.builder();}private void translateLineBreakToSpace() {if (!this.currentParagraphs.isEmpty()) {this.currentParagraphs.add(" ");}}}
}
MarkdownDocumentReaderConfig

配置 MarkdownDocumentReader 的行为

  • boolean horizontalRuleCreateDocument：是否将水平分割线分隔的文本创建为新的 Document
  • boolean includeCodeBlock：是否将代码块包含在段落文档中，还是单独创建新文档
  • boolean includeBlockquote：是否将引用块包含在段落文档中，还是单独创建新文档
  • Map<String, Object> additionalMetadata：添加额外元数据
package org.springframework.ai.reader.markdown.config;import java.util.HashMap;
import java.util.Map;
import org.springframework.util.Assert;public class MarkdownDocumentReaderConfig {public final boolean horizontalRuleCreateDocument;public final boolean includeCodeBlock;public final boolean includeBlockquote;public final Map<String, Object> additionalMetadata;public MarkdownDocumentReaderConfig(Builder builder) {this.horizontalRuleCreateDocument = builder.horizontalRuleCreateDocument;this.includeCodeBlock = builder.includeCodeBlock;this.includeBlockquote = builder.includeBlockquote;this.additionalMetadata = builder.additionalMetadata;}public static MarkdownDocumentReaderConfig defaultConfig() {return builder().build();}public static Builder builder() {return new Builder();}public static final class Builder {private boolean horizontalRuleCreateDocument = false;private boolean includeCodeBlock = false;private boolean includeBlockquote = false;private Map<String, Object> additionalMetadata = new HashMap();private Builder() {}public Builder withHorizontalRuleCreateDocument(boolean horizontalRuleCreateDocument) {this.horizontalRuleCreateDocument = horizontalRuleCreateDocument;return this;}public Builder withIncludeCodeBlock(boolean includeCodeBlock) {this.includeCodeBlock = includeCodeBlock;return this;}public Builder withIncludeBlockquote(boolean includeBlockquote) {this.includeBlockquote = includeBlockquote;return this;}public Builder withAdditionalMetadata(String key, Object value) {Assert.notNull(key, "key must not be null");Assert.notNull(value, "value must not be null");this.additionalMetadata.put(key, value);return this;}public Builder withAdditionalMetadata(Map<String, Object> additionalMetadata) {Assert.notNull(additionalMetadata, "additionalMetadata must not be null");this.additionalMetadata = additionalMetadata;return this;}public MarkdownDocumentReaderConfig build() {return new MarkdownDocumentReaderConfig(this);}}
}

PagePdfDocumentReader

用于将 PDF 文件按页分组解析为多个 Document，每个 Document 可包含一页或多页内容，支持自定义分组和页面裁剪

  • PDDocument document：要读取的 PDF 文档对象
  • String resourceFileName：存储 PDF 文件的名字
  • PdfDocumentReaderConfig config：配置 PDF 文档读取行为，包括每份文档包含的页数、页边距
方法名称
描述
PagePdfDocumentReader
通过资源URL、资源对象、解析PDF配置等构造读取器
get
读取PDF，返回Document列表
toDocument
将指定页内容和元数据封装为 Document
package org.springframework.ai.reader.pdf;import java.awt.Rectangle;
import java.io.IOException;
import java.util.ArrayList;
import java.util.List;
import java.util.stream.Collectors;
import org.apache.pdfbox.io.RandomAccessReadBuffer;
import org.apache.pdfbox.pdfparser.PDFParser;
import org.apache.pdfbox.pdmodel.PDDocument;
import org.apache.pdfbox.pdmodel.PDPage;
import org.slf4j.Logger;
import org.slf4j.LoggerFactory;
import org.springframework.ai.document.Document;
import org.springframework.ai.document.DocumentReader;
import org.springframework.ai.reader.pdf.config.PdfDocumentReaderConfig;
import org.springframework.ai.reader.pdf.layout.PDFLayoutTextStripperByArea;
import org.springframework.core.io.DefaultResourceLoader;
import org.springframework.core.io.Resource;
import org.springframework.util.CollectionUtils;
import org.springframework.util.StringUtils;public class PagePdfDocumentReader implements DocumentReader {public static final String METADATASTARTPAGENUMBER = "pagenumber";public static final String METADATAENDPAGENUMBER = "endpagenumber";public static final String METADATAFILENAME = "filename";private static final String PDFPAGEREGION = "pdfPageRegion";protected final PDDocument document;private final Logger logger;protected String resourceFileName;private PdfDocumentReaderConfig config;public PagePdfDocumentReader(String resourceUrl) {this((new DefaultResourceLoader()).getResource(resourceUrl));}public PagePdfDocumentReader(Resource pdfResource) {this(pdfResource, PdfDocumentReaderConfig.defaultConfig());}public PagePdfDocumentReader(String resourceUrl, PdfDocumentReaderConfig config) {this((new DefaultResourceLoader()).getResource(resourceUrl), config);}public PagePdfDocumentReader(Resource pdfResource, PdfDocumentReaderConfig config) {this.logger = LoggerFactory.getLogger(this.getClass());try {PDFParser pdfParser = new PDFParser(new RandomAccessReadBuffer(pdfResource.getInputStream()));this.document = pdfParser.parse();this.resourceFileName = pdfResource.getFilename();this.config = config;} catch (Exception e) {throw new RuntimeException(e);}}public List<Document> get() {List<Document> readDocuments = new ArrayList();try {PDFLayoutTextStripperByArea pdfTextStripper = new PDFLayoutTextStripperByArea();int pageNumber = 0;int pagesPerDocument = 0;int startPageNumber = pageNumber;List<String> pageTextGroupList = new ArrayList();int totalPages = this.document.getDocumentCatalog().getPages().getCount();int logFrequency = totalPages > 10 ? totalPages / 10 : 1;int counter = 0;PDPage lastPage = (PDPage)this.document.getDocumentCatalog().getPages().iterator().next();for(PDPage page : this.document.getDocumentCatalog().getPages()) {lastPage = page;if (counter % logFrequency == 0 && counter / logFrequency < 10) {this.logger.info("Processing PDF page: {}", counter + 1);}++counter;++pagesPerDocument;if (this.config.pagesPerDocument != 0 && pagesPerDocument >= this.config.pagesPerDocument) {pagesPerDocument = 0;String aggregatedPageTextGroup = (String)pageTextGroupList.stream().collect(Collectors.joining());if (StringUtils.hasText(aggregatedPageTextGroup)) {readDocuments.add(this.toDocument(page, aggregatedPageTextGroup, startPageNumber, pageNumber));}pageTextGroupList.clear();startPageNumber = pageNumber + 1;}int x0 = (int)page.getMediaBox().getLowerLeftX();int xW = (int)page.getMediaBox().getWidth();int y0 = (int)page.getMediaBox().getLowerLeftY() + this.config.pageTopMargin;int yW = (int)page.getMediaBox().getHeight() - (this.config.pageTopMargin + this.config.pageBottomMargin);pdfTextStripper.addRegion("pdfPageRegion", new Rectangle(x0, y0, xW, yW));pdfTextStripper.extractRegions(page);String pageText = pdfTextStripper.getTextForRegion("pdfPageRegion");if (StringUtils.hasText(pageText)) {pageText = this.config.pageExtractedTextFormatter.format(pageText, pageNumber);pageTextGroupList.add(pageText);}++pageNumber;pdfTextStripper.removeRegion("pdfPageRegion");}if (!CollectionUtils.isEmpty(pageTextGroupList)) {readDocuments.add(this.toDocument(lastPage, (String)pageTextGroupList.stream().collect(Collectors.joining()), startPageNumber, pageNumber));}this.logger.info("Processing {} pages", totalPages);return readDocuments;} catch (IOException e) {throw new RuntimeException(e);}}protected Document toDocument(PDPage page, String docText, int startPageNumber, int endPageNumber) {Document doc = new Document(docText);doc.getMetadata().put("pagenumber", startPageNumber);if (startPageNumber != endPageNumber) {doc.getMetadata().put("endpagenumber", endPageNumber);}doc.getMetadata().put("filename", this.resourceFileName);return doc;}
}
PdfDocumentReaderConfig

PDF 文档读取器的配置类，用于控制 PDF 解析和分组行为

  • int ALLPAGES：常量，值为 0，表示将所有页合并为一个 Document
  • boolean reversedParagraphPosition：是否反转每页内段落顺序，默认为 false
  • int pagesPerDocument：每个 Document 包含的页数，0 表示所有页合并，默认 1
  • int pageTopMargin：每页顶部裁剪的像素数，默认 0
  • int pageBottomMargin：每页底部裁剪的像素数，默认 0
  • int pageExtractedTextFormatter：提取文本后的格式化器，可自定义每页文本的处理方式
package org.springframework.ai.reader.pdf.config;import org.springframework.ai.reader.ExtractedTextFormatter;
import org.springframework.util.Assert;public final class PdfDocumentReaderConfig {public static final int ALLPAGES = 0;public final boolean reversedParagraphPosition;public final int pagesPerDocument;public final int pageTopMargin;public final int pageBottomMargin;public final ExtractedTextFormatter pageExtractedTextFormatter;private PdfDocumentReaderConfig(Builder builder) {this.pagesPerDocument = builder.pagesPerDocument;this.pageBottomMargin = builder.pageBottomMargin;this.pageTopMargin = builder.pageTopMargin;this.pageExtractedTextFormatter = builder.pageExtractedTextFormatter;this.reversedParagraphPosition = builder.reversedParagraphPosition;}public static Builder builder() {return new Builder();}public static PdfDocumentReaderConfig defaultConfig() {return builder().build();}public static final class Builder {private int pagesPerDocument = 1;private int pageTopMargin = 0;private int pageBottomMargin = 0;private ExtractedTextFormatter pageExtractedTextFormatter = ExtractedTextFormatter.defaults();private boolean reversedParagraphPosition = false;private Builder() {}public Builder withPageExtractedTextFormatter(ExtractedTextFormatter pageExtractedTextFormatter) {Assert.notNull(pageExtractedTextFormatter, "PageExtractedTextFormatter must not be null.");this.pageExtractedTextFormatter = pageExtractedTextFormatter;return this;}public Builder withPagesPerDocument(int pagesPerDocument) {Assert.isTrue(pagesPerDocument >= 0, "Page count must be a positive value.");this.pagesPerDocument = pagesPerDocument;return this;}public Builder withPageTopMargin(int topMargin) {Assert.isTrue(topMargin >= 0, "Page margins must be a positive value.");this.pageTopMargin = topMargin;return this;}public Builder withPageBottomMargin(int bottomMargin) {Assert.isTrue(bottomMargin >= 0, "Page margins must be a positive value.");this.pageBottomMargin = bottomMargin;return this;}public Builder withReversedParagraphPosition(boolean reversedParagraphPosition) {this.reversedParagraphPosition = reversedParagraphPosition;return this;}public PdfDocumentReaderConfig build() {return new PdfDocumentReaderConfig(this);}}
}

ParagraphPdfDocumentReader

用于将 PDF 文件按段落（基于目录/结构信息）解析为多个 Document，每个 Document 通常对应一个段落

  • PDDocument document：要读取的 PDF 文档对象
  • String resourceFileName：存储 PDF 文件的名字
  • PdfDocumentReaderConfig config：配置 PDF 文档读取行为，包括每份文档包含的页数、页边距
  • ParagraphManager paragraphTextExtractor：负责解析 PDF 并提取段落信息
方法名称
描述
ParagraphPdfDocumentReader
通过资源URL、资源对象、解析PDF配置等构造读取器
get
读取带目录的PDF，返回Document列表
toDocument
将指定段落内容和元数据封装为 Document
addMetadata
为 Document 添加元数据
getTextBetweenParagraphs
提取两个段落之间的文本内容
package org.springframework.ai.reader.pdf;import java.awt.Rectangle;
import java.util.ArrayList;
import java.util.Iterator;
import java.util.List;
import org.apache.pdfbox.io.RandomAccessReadBuffer;
import org.apache.pdfbox.pdfparser.PDFParser;
import org.apache.pdfbox.pdmodel.PDDocument;
import org.apache.pdfbox.pdmodel.PDPage;
import org.slf4j.Logger;
import org.slf4j.LoggerFactory;
import org.springframework.ai.document.Document;
import org.springframework.ai.document.DocumentReader;
import org.springframework.ai.reader.pdf.config.ParagraphManager;
import org.springframework.ai.reader.pdf.config.PdfDocumentReaderConfig;
import org.springframework.ai.reader.pdf.layout.PDFLayoutTextStripperByArea;
import org.springframework.core.io.DefaultResourceLoader;
import org.springframework.core.io.Resource;
import org.springframework.util.CollectionUtils;
import org.springframework.util.StringUtils;public class ParagraphPdfDocumentReader implements DocumentReader {private static final String METADATASTARTPAGE = "pagenumber";private static final String METADATAENDPAGE = "endpagenumber";private static final String METADATATITLE = "title";private static final String METADATALEVEL = "level";private static final String METADATAFILENAME = "filename";protected final PDDocument document;private final Logger logger;private final ParagraphManager paragraphTextExtractor;protected String resourceFileName;private PdfDocumentReaderConfig config;public ParagraphPdfDocumentReader(String resourceUrl) {this((new DefaultResourceLoader()).getResource(resourceUrl));}public ParagraphPdfDocumentReader(Resource pdfResource) {this(pdfResource, PdfDocumentReaderConfig.defaultConfig());}public ParagraphPdfDocumentReader(String resourceUrl, PdfDocumentReaderConfig config) {this((new DefaultResourceLoader()).getResource(resourceUrl), config);}public ParagraphPdfDocumentReader(Resource pdfResource, PdfDocumentReaderConfig config) {this.logger = LoggerFactory.getLogger(this.getClass());try {PDFParser pdfParser = new PDFParser(new RandomAccessReadBuffer(pdfResource.getInputStream()));this.document = pdfParser.parse();this.config = config;this.paragraphTextExtractor = new ParagraphManager(this.document);this.resourceFileName = pdfResource.getFilename();} catch (IllegalArgumentException iae) {throw iae;} catch (Exception e) {throw new RuntimeException(e);}}public List<Document> get() {List<ParagraphManager.Paragraph> paragraphs = this.paragraphTextExtractor.flatten();List<Document> documents = new ArrayList(paragraphs.size());if (!CollectionUtils.isEmpty(paragraphs)) {this.logger.info("Start processing paragraphs from PDF");Iterator<ParagraphManager.Paragraph> itr = paragraphs.iterator();ParagraphManager.Paragraph current = (ParagraphManager.Paragraph)itr.next();ParagraphManager.Paragraph next;if (!itr.hasNext()) {documents.add(this.toDocument(current, current));} else {for(; itr.hasNext(); current = next) {next = (ParagraphManager.Paragraph)itr.next();Document document = this.toDocument(current, next);if (document != null && StringUtils.hasText(document.getText())) {documents.add(this.toDocument(current, next));}}}}this.logger.info("End processing paragraphs from PDF");return documents;}protected Document toDocument(ParagraphManager.Paragraph from, ParagraphManager.Paragraph to) {String docText = this.getTextBetweenParagraphs(from, to);if (!StringUtils.hasText(docText)) {return null;} else {Document document = new Document(docText);this.addMetadata(from, to, document);return document;}}protected void addMetadata(ParagraphManager.Paragraph from, ParagraphManager.Paragraph to, Document document) {document.getMetadata().put("title", from.title());document.getMetadata().put("pagenumber", from.startPageNumber());document.getMetadata().put("endpagenumber", to.startPageNumber());document.getMetadata().put("level", from.level());document.getMetadata().put("filename", this.resourceFileName);}public String getTextBetweenParagraphs(ParagraphManager.Paragraph fromParagraph, ParagraphManager.Paragraph toParagraph) {int startPage = fromParagraph.startPageNumber() - 1;int endPage = toParagraph.startPageNumber() - 1;try {StringBuilder sb = new StringBuilder();PDFLayoutTextStripperByArea pdfTextStripper = new PDFLayoutTextStripperByArea();pdfTextStripper.setSortByPosition(true);for(int pageNumber = startPage; pageNumber <= endPage; ++pageNumber) {PDPage page = this.document.getPage(pageNumber);int fromPosition = fromParagraph.position();int toPosition = toParagraph.position();if (this.config.reversedParagraphPosition) {fromPosition = (int)(page.getMediaBox().getHeight() - (float)fromPosition);toPosition = (int)(page.getMediaBox().getHeight() - (float)toPosition);}int x0 = (int)page.getMediaBox().getLowerLeftX();int xW = (int)page.getMediaBox().getWidth();int y0 = (int)page.getMediaBox().getLowerLeftY();int yW = (int)page.getMediaBox().getHeight();if (pageNumber == startPage) {y0 = fromPosition;yW = (int)page.getMediaBox().getHeight() - fromPosition;}if (pageNumber == endPage) {yW = toPosition - y0;}if (y0 + yW == (int)page.getMediaBox().getHeight()) {yW -= this.config.pageBottomMargin;}if (y0 == 0) {y0 += this.config.pageTopMargin;yW -= this.config.pageTopMargin;}pdfTextStripper.addRegion("pdfPageRegion", new Rectangle(x0, y0, xW, yW));pdfTextStripper.extractRegions(page);String text = pdfTextStripper.getTextForRegion("pdfPageRegion");if (StringUtils.hasText(text)) {sb.append(text);}pdfTextStripper.removeRegion("pdfPageRegion");}String text = sb.toString();if (StringUtils.hasText(text)) {text = this.config.pageExtractedTextFormatter.format(text, startPage);}return text;} catch (Exception e) {throw new RuntimeException(e);}}
}
ParagraphManager

类用于管理 PDF 文档的段落结构，主要通过解析 PDF 目录（TOC/书签）生成段落树，并可将其扁平化为段落列表，便于后续内容提取和分组

  • Paragraph rootParagraph：段落树的根节点，类型为 Paragraph，包含所有段落的层级结构
  • PDDocument document：PDFBox 的 PDDocument，表示当前处理的 PDF 文档
方法名称
描述
ParagraphManager
传入 PDF 文档，自动解析目录生成段落树
flatten
将段落树扁平化为 Paragraph 列表，便于顺序遍历
getParagraphsByLevel
按指定层级获取段落列表，可选是否包含跨层级段落
Paragraph
静态内部类，表示段落的元数据（标题、层级、起止页码、位置、子段落等）
generateParagraphs
ParagraphManager 的核心递归方法，用于遍历 PDF 目录（TOC/书签）的树结构，将每个目录项（PDOutlineItem）转换为 Paragraph，并构建出完整的段落树（章节层级结构）
package org.springframework.ai.reader.pdf.config;import java.io.IOException;
import java.io.PrintStream;
import java.util.ArrayList;
import java.util.List;
import org.apache.pdfbox.pdmodel.PDDocument;
import org.apache.pdfbox.pdmodel.PDPage;
import org.apache.pdfbox.pdmodel.PDPageTree;
import org.apache.pdfbox.pdmodel.interactive.documentnavigation.destination.PDPageXYZDestination;
import org.apache.pdfbox.pdmodel.interactive.documentnavigation.outline.PDOutlineItem;
import org.apache.pdfbox.pdmodel.interactive.documentnavigation.outline.PDOutlineNode;
import org.springframework.util.Assert;
import org.springframework.util.CollectionUtils;public class ParagraphManager {private final Paragraph rootParagraph;private final PDDocument document;public ParagraphManager(PDDocument document) {Assert.notNull(document, "PDDocument must not be null");Assert.notNull(document.getDocumentCatalog().getDocumentOutline(), "Document outline (e.g. TOC) is null. Make sure the PDF document has a table of contents (TOC). If not, consider the PagePdfDocumentReader or the TikaDocumentReader instead.");try {this.document = document;this.rootParagraph = this.generateParagraphs(new Paragraph((Paragraph)null, "root", -1, 1, this.document.getNumberOfPages(), 0), this.document.getDocumentCatalog().getDocumentOutline(), 0);this.printParagraph(this.rootParagraph, System.out);} catch (Exception e) {throw new RuntimeException(e);}}public List<Paragraph> flatten() {List<Paragraph> paragraphs = new ArrayList();for(Paragraph child : this.rootParagraph.children()) {this.flatten(child, paragraphs);}return paragraphs;}private void flatten(Paragraph current, List<Paragraph> paragraphs) {paragraphs.add(current);for(Paragraph child : current.children()) {this.flatten(child, paragraphs);}}private void printParagraph(Paragraph paragraph, PrintStream printStream) {printStream.println(paragraph);for(Paragraph childParagraph : paragraph.children()) {this.printParagraph(childParagraph, printStream);}}protected Paragraph generateParagraphs(Paragraph parentParagraph, PDOutlineNode bookmark, Integer level) throws IOException {for(PDOutlineItem current = bookmark.getFirstChild(); current != null; current = current.getNextSibling()) {int pageNumber = this.getPageNumber(current);int nextSiblingNumber = this.getPageNumber(current.getNextSibling());if (nextSiblingNumber < 0) {nextSiblingNumber = this.getPageNumber(current.getLastChild());}int paragraphPosition = current.getDestination() instanceof PDPageXYZDestination ? ((PDPageXYZDestination)current.getDestination()).getTop() : 0;Paragraph currentParagraph = new Paragraph(parentParagraph, current.getTitle(), level, pageNumber, nextSiblingNumber, paragraphPosition);parentParagraph.children().add(currentParagraph);this.generateParagraphs(currentParagraph, current, level + 1);}return parentParagraph;}private int getPageNumber(PDOutlineItem current) throws IOException {if (current == null) {return -1;} else {PDPage currentPage = current.findDestinationPage(this.document);PDPageTree pages = this.document.getDocumentCatalog().getPages();for(int i = 0; i < pages.getCount(); ++i) {PDPage page = pages.get(i);if (page.equals(currentPage)) {return i + 1;}}return -1;}}public List<Paragraph> getParagraphsByLevel(Paragraph paragraph, int level, boolean interLevelText) {List<Paragraph> resultList = new ArrayList();if (paragraph.level() < level) {if (!CollectionUtils.isEmpty(paragraph.children())) {if (interLevelText) {Paragraph interLevelParagraph = new Paragraph(paragraph.parent(), paragraph.title(), paragraph.level(), paragraph.startPageNumber(), ((Paragraph)paragraph.children().get(0)).startPageNumber(), paragraph.position());resultList.add(interLevelParagraph);}for(Paragraph child : paragraph.children()) {resultList.addAll(this.getParagraphsByLevel(child, level, interLevelText));}}} else if (paragraph.level() == level) {resultList.add(paragraph);}return resultList;}public static record Paragraph(Paragraph parent, String title, int level, int startPageNumber, int endPageNumber, int position, List<Paragraph> children) {public Paragraph(Paragraph parent, String title, int level, int startPageNumber, int endPageNumber, int position) {this(parent, title, level, startPageNumber, endPageNumber, position, new ArrayList());}public String toString() {String indent = this.level < 0 ? "" : (new String(new char[this.level * 2])).replace('\u0000', ' ');return indent + " " + this.level + ") " + this.title + " [" + this.startPageNumber + "," + this.endPageNumber + "], children = " + this.children.size() + ", pos = " + this.position;}}
}

TikaDocumentReader

用于从多种文档格式（如 PDF、DOC/DOCX、PPT/PPTX、HTML 等）中提取文本，并将其封装为 Document 对象，基于 Apache Tika 库实现，支持广泛的文档格式。

  • AutoDetectParser parser：自动检索文档类型并文本的解析器
  • ContentHandler handler：管理内容提取的处理器
  • Metadata metadata：读取文档相关的元数据
  • ParseContext context：解析过程信息的上下文
  • Resource resource：指向文档的资源对象
  • ExtractedTextFormatter textFormatter： 格式化提取的文本
方法名称
描述
TikaDocumentReader
通过资源URL、资源对象、文本格式化器等构造读取器
get
从多种文档格式读取，返回Document列表
package org.springframework.ai.reader.tika;import java.io.IOException;
import java.io.InputStream;
import java.util.List;
import java.util.Objects;
import org.apache.tika.metadata.Metadata;
import org.apache.tika.parser.AutoDetectParser;
import org.apache.tika.parser.ParseContext;
import org.apache.tika.sax.BodyContentHandler;
import org.springframework.ai.document.Document;
import org.springframework.ai.document.DocumentReader;
import org.springframework.ai.reader.ExtractedTextFormatter;
import org.springframework.core.io.DefaultResourceLoader;
import org.springframework.core.io.Resource;
import org.springframework.util.StringUtils;
import org.xml.sax.ContentHandler;public class TikaDocumentReader implements DocumentReader {public static final String METADATASOURCE = "source";private final AutoDetectParser parser;private final ContentHandler handler;private final Metadata metadata;private final ParseContext context;private final Resource resource;private final ExtractedTextFormatter textFormatter;public TikaDocumentReader(String resourceUrl) {this(resourceUrl, ExtractedTextFormatter.defaults());}public TikaDocumentReader(String resourceUrl, ExtractedTextFormatter textFormatter) {this((new DefaultResourceLoader()).getResource(resourceUrl), textFormatter);}public TikaDocumentReader(Resource resource) {this(resource, ExtractedTextFormatter.defaults());}public TikaDocumentReader(Resource resource, ExtractedTextFormatter textFormatter) {this(resource, new BodyContentHandler(-1), textFormatter);}public TikaDocumentReader(Resource resource, ContentHandler contentHandler, ExtractedTextFormatter textFormatter) {this.parser = new AutoDetectParser();this.handler = contentHandler;this.metadata = new Metadata();this.context = new ParseContext();this.resource = resource;this.textFormatter = textFormatter;}public List<Document> get() {try (InputStream stream = this.resource.getInputStream()) {this.parser.parse(stream, this.handler, this.metadata, this.context);return List.of(this.toDocument(this.handler.toString()));} catch (Exception e) {throw new RuntimeException(e);}}private Document toDocument(String docText) {docText = (String)Objects.requireNonNullElse(docText, "");docText = this.textFormatter.format(docText);Document doc = new Document(docText);doc.getMetadata().put("source", this.resourceName());return doc;}private String resourceName() {try {String resourceName = this.resource.getFilename();if (!StringUtils.hasText(resourceName)) {resourceName = this.resource.getURI().toString();}return resourceName;} catch (IOException e) {return String.format("Invalid source URI: %s", e.getMessage());}}
}

DocumentTransformer（转换文档数据接口类）

package org.springframework.ai.document;import java.util.List;
import java.util.function.Function;public interface DocumentTransformer extends Function<List<Document>, List<Document>> {default List<Document> transform(List<Document> transform) {return (List)this.apply(transform);}
}

TextSplitter

主要用于将长文本型 Document 拆分为多个较小的文本块（chunk），它为具体的文本分割策略（如按长度、按句子、按段落等）提供了通用框架

  • boolean copyContentFormatter：表示是否将文档内容格式化后，拆分复制到子文档中
方法名称
描述
apply
对输入文档列表进行拆分，返回拆分后的文档列表
split
拆分文档，返回拆分后的文档列表
setCopyContentFormatter
控制是否继承内容格式化器
isCopyContentFormatter
获取 copyContentFormatter 当前值
package org.springframework.ai.transformer.splitter;import java.util.ArrayList;
import java.util.List;
import java.util.Map;
import java.util.stream.Collectors;
import org.slf4j.Logger;
import org.slf4j.LoggerFactory;
import org.springframework.ai.document.ContentFormatter;
import org.springframework.ai.document.Document;
import org.springframework.ai.document.DocumentTransformer;public abstract class TextSplitter implements DocumentTransformer {private static final Logger logger = LoggerFactory.getLogger(TextSplitter.class);private boolean copyContentFormatter = true;public List<Document> apply(List<Document> documents) {return this.doSplitDocuments(documents);}public List<Document> split(List<Document> documents) {return this.apply(documents);}public List<Document> split(Document document) {return this.apply(List.of(document));}public boolean isCopyContentFormatter() {return this.copyContentFormatter;}public void setCopyContentFormatter(boolean copyContentFormatter) {this.copyContentFormatter = copyContentFormatter;}private List<Document> doSplitDocuments(List<Document> documents) {List<String> texts = new ArrayList();List<Map<String, Object>> metadataList = new ArrayList();List<ContentFormatter> formatters = new ArrayList();for(Document doc : documents) {texts.add(doc.getText());metadataList.add(doc.getMetadata());formatters.add(doc.getContentFormatter());}return this.createDocuments(texts, formatters, metadataList);}private List<Document> createDocuments(List<String> texts, List<ContentFormatter> formatters, List<Map<String, Object>> metadataList) {List<Document> documents = new ArrayList();for(int i = 0; i < texts.size(); ++i) {String text = (String)texts.get(i);Map<String, Object> metadata = (Map)metadataList.get(i);List<String> chunks = this.splitText(text);if (chunks.size() > 1) {logger.info("Splitting up document into " + chunks.size() + " chunks.");}for(String chunk : chunks) {Map<String, Object> metadataCopy = (Map)metadata.entrySet().stream().filter((e) -> e.getKey() != null && e.getValue() != null).collect(Collectors.toMap(Map.Entry::getKey, Map.Entry::getValue));Document newDoc = new Document(chunk, metadataCopy);if (this.copyContentFormatter) {newDoc.setContentFormatter((ContentFormatter)formatters.get(i));}documents.add(newDoc);}}return documents;}protected abstract List<String> splitText(String text);
}
TokenTextSplitter

用于将文本按 token 拆分为指定大小块，基于 jtokit 库实现，适用于需要按 token 粒度处理文本的场景，如 LLM 的输入处理。

  • int chunkSize：每个文本块的目标 token 数量，默认为 800
  • int minChunkSizeChars：每个文本块的最小字符数，默认为 350
  • int minChunkLengthToEmbed：丢弃小于此长度的文本块，默认为 5
  • int maxNumChunks：文本中生成的最大块数，默认为 10000
  • boolean keepSeparator：是否保留分隔符（如换号符），默认
  • EncodingRegistry registry：用于获取编码的注册表
  • Encoding encoding：用于编码和解码的 token 的编码器
方法名称
描述
splitText
实现自 TextSplitter，将文本按 token 分块，返回分块后的字符串列表
doSplit
核心分块逻辑，按 token 长度切分文本
package org.springframework.ai.transformer.splitter;import com.knuddels.jtokkit.Encodings;
import com.knuddels.jtokkit.api.Encoding;
import com.knuddels.jtokkit.api.EncodingRegistry;
import com.knuddels.jtokkit.api.EncodingType;
import com.knuddels.jtokkit.api.IntArrayList;
import java.util.ArrayList;
import java.util.List;
import java.util.Objects;
import org.springframework.util.Assert;public class TokenTextSplitter extends TextSplitter {private static final int DEFAULTCHUNKSIZE = 800;private static final int MINCHUNKSIZECHARS = 350;private static final int MINCHUNKLENGTHTOEMBED = 5;private static final int MAXNUMCHUNKS = 10000;private static final boolean KEEPSEPARATOR = true;private final EncodingRegistry registry;private final Encoding encoding;private final int chunkSize;private final int minChunkSizeChars;private final int minChunkLengthToEmbed;private final int maxNumChunks;private final boolean keepSeparator;public TokenTextSplitter() {this(800, 350, 5, 10000, true);}public TokenTextSplitter(boolean keepSeparator) {this(800, 350, 5, 10000, keepSeparator);}public TokenTextSplitter(int chunkSize, int minChunkSizeChars, int minChunkLengthToEmbed, int maxNumChunks, boolean keepSeparator) {this.registry = Encodings.newLazyEncodingRegistry();this.encoding = this.registry.getEncoding(EncodingType.CL100KBASE);this.chunkSize = chunkSize;this.minChunkSizeChars = minChunkSizeChars;this.minChunkLengthToEmbed = minChunkLengthToEmbed;this.maxNumChunks = maxNumChunks;this.keepSeparator = keepSeparator;}public static Builder builder() {return new Builder();}protected List<String> splitText(String text) {return this.doSplit(text, this.chunkSize);}protected List<String> doSplit(String text, int chunkSize) {if (text != null && !text.trim().isEmpty()) {List<Integer> tokens = this.getEncodedTokens(text);List<String> chunks = new ArrayList();int numchunks = 0;while(!tokens.isEmpty() && numchunks < this.maxNumChunks) {List<Integer> chunk = tokens.subList(0, Math.min(chunkSize, tokens.size()));String chunkText = this.decodeTokens(chunk);if (chunkText.trim().isEmpty()) {tokens = tokens.subList(chunk.size(), tokens.size());} else {int lastPunctuation = Math.max(chunkText.lastIndexOf(46), Math.max(chunkText.lastIndexOf(63), Math.max(chunkText.lastIndexOf(33), chunkText.lastIndexOf(10))));if (lastPunctuation != -1 && lastPunctuation > this.minChunkSizeChars) {chunkText = chunkText.substring(0, lastPunctuation + 1);}String chunkTextToAppend = this.keepSeparator ? chunkText.trim() : chunkText.replace(System.lineSeparator(), " ").trim();if (chunkTextToAppend.length() > this.minChunkLengthToEmbed) {chunks.add(chunkTextToAppend);}tokens = tokens.subList(this.getEncodedTokens(chunkText).size(), tokens.size());++numchunks;}}if (!tokens.isEmpty()) {String remainingtext = this.decodeTokens(tokens).replace(System.lineSeparator(), " ").trim();if (remainingtext.length() > this.minChunkLengthToEmbed) {chunks.add(remainingtext);}}return chunks;} else {return new ArrayList();}}private List<Integer> getEncodedTokens(String text) {Assert.notNull(text, "Text must not be null");return this.encoding.encode(text).boxed();}private String decodeTokens(List<Integer> tokens) {Assert.notNull(tokens, "Tokens must not be null");IntArrayList tokensIntArray = new IntArrayList(tokens.size());Objects.requireNonNull(tokensIntArray);tokens.forEach(tokensIntArray::add);return this.encoding.decode(tokensIntArray);}public static final class Builder {private int chunkSize = 800;private int minChunkSizeChars = 350;private int minChunkLengthToEmbed = 5;private int maxNumChunks = 10000;private boolean keepSeparator = true;private Builder() {}public Builder withChunkSize(int chunkSize) {this.chunkSize = chunkSize;return this;}public Builder withMinChunkSizeChars(int minChunkSizeChars) {this.minChunkSizeChars = minChunkSizeChars;return this;}public Builder withMinChunkLengthToEmbed(int minChunkLengthToEmbed) {this.minChunkLengthToEmbed = minChunkLengthToEmbed;return this;}public Builder withMaxNumChunks(int maxNumChunks) {this.maxNumChunks = maxNumChunks;return this;}public Builder withKeepSeparator(boolean keepSeparator) {this.keepSeparator = keepSeparator;return this;}public TokenTextSplitter build() {return new TokenTextSplitter(this.chunkSize, this.minChunkSizeChars, this.minChunkLengthToEmbed, this.maxNumChunks, this.keepSeparator);}}
}

ContentFormatTransformer

对 Document 列表中的每个文档应用内容格式化器，以格式化文档

  • boolean disableTemplateRewrite：表示是否禁用内容格式化器的模版重写功能
  • ContentFormatter contentFormatter：用于格式化文档内容的实例
package org.springframework.ai.transformer;import java.util.ArrayList;
import java.util.List;
import org.springframework.ai.document.ContentFormatter;
import org.springframework.ai.document.DefaultContentFormatter;
import org.springframework.ai.document.Document;
import org.springframework.ai.document.DocumentTransformer;public class ContentFormatTransformer implements DocumentTransformer {private final boolean disableTemplateRewrite;private final ContentFormatter contentFormatter;public ContentFormatTransformer(ContentFormatter contentFormatter) {this(contentFormatter, false);}public ContentFormatTransformer(ContentFormatter contentFormatter, boolean disableTemplateRewrite) {this.contentFormatter = contentFormatter;this.disableTemplateRewrite = disableTemplateRewrite;}public List<Document> apply(List<Document> documents) {if (this.contentFormatter != null) {documents.forEach(this::processDocument);}return documents;}private void processDocument(Document document) {ContentFormatter var4 = document.getContentFormatter();if (var4 instanceof DefaultContentFormatter docFormatter) {var4 = this.contentFormatter;if (var4 instanceof DefaultContentFormatter toUpdateFormatter) {this.updateFormatter(document, docFormatter, toUpdateFormatter);return;}}this.overrideFormatter(document);}private void updateFormatter(Document document, DefaultContentFormatter docFormatter, DefaultContentFormatter toUpdateFormatter) {List<String> updatedEmbedExcludeKeys = new ArrayList(docFormatter.getExcludedEmbedMetadataKeys());updatedEmbedExcludeKeys.addAll(toUpdateFormatter.getExcludedEmbedMetadataKeys());List<String> updatedInterfaceExcludeKeys = new ArrayList(docFormatter.getExcludedInferenceMetadataKeys());updatedInterfaceExcludeKeys.addAll(toUpdateFormatter.getExcludedInferenceMetadataKeys());DefaultContentFormatter.Builder builder = DefaultContentFormatter.builder().withExcludedEmbedMetadataKeys(updatedEmbedExcludeKeys).withExcludedInferenceMetadataKeys(updatedInterfaceExcludeKeys).withMetadataTemplate(docFormatter.getMetadataTemplate()).withMetadataSeparator(docFormatter.getMetadataSeparator());if (!this.disableTemplateRewrite) {builder.withTextTemplate(docFormatter.getTextTemplate());}document.setContentFormatter(builder.build());}private void overrideFormatter(Document document) {document.setContentFormatter(this.contentFormatter);}
}
ContentFormatte（格式化接口类）
public interface ContentFormatter {String format(Document document, MetadataMode mode);}
DefaultContentFormatter

用于格式化 Document 对象的内容和元数据，通过模版和配置来控制文档显示方式

  • String metadataTemplate：元数据格式化模版，包含{key}和{value}占位符
  • String metadataSeparator：元数据字段之间的分隔符
  • String textTemplate：文档文本格式化模板，包含{content}和{metadatastring}占位符
  • List<String> excludedInferenceMetadataKeys：在推理模式下排除的元数据键列表
  • List<String> excludedEmbedMetadataKeys：在嵌入模式下排除的元数据键列表
package org.springframework.ai.document;import java.util.ArrayList;
import java.util.Arrays;
import java.util.Collections;
import java.util.HashMap;
import java.util.HashSet;
import java.util.List;
import java.util.Map;
import java.util.Set;
import java.util.stream.Collectors;
import org.springframework.util.Assert;public final class DefaultContentFormatter implements ContentFormatter {private static final String TEMPLATECONTENTPLACEHOLDER = "{content}";private static final String TEMPLATEMETADATASTRINGPLACEHOLDER = "{metadatastring}";private static final String TEMPLATEVALUEPLACEHOLDER = "{value}";private static final String TEMPLATEKEYPLACEHOLDER = "{key}";private static final String DEFAULTMETADATATEMPLATE = String.format("%s: %s", "{key}", "{value}");private static final String DEFAULTMETADATASEPARATOR = System.lineSeparator();private static final String DEFAULTTEXTTEMPLATE = String.format("%s\n\n%s", "{metadatastring}", "{content}");private final String metadataTemplate;private final String metadataSeparator;private final String textTemplate;private final List<String> excludedInferenceMetadataKeys;private final List<String> excludedEmbedMetadataKeys;private DefaultContentFormatter(Builder builder) {this.metadataTemplate = builder.metadataTemplate;this.metadataSeparator = builder.metadataSeparator;this.textTemplate = builder.textTemplate;this.excludedInferenceMetadataKeys = builder.excludedInferenceMetadataKeys;this.excludedEmbedMetadataKeys = builder.excludedEmbedMetadataKeys;}public static Builder builder() {return new Builder();}public static DefaultContentFormatter defaultConfig() {return builder().build();}public String format(Document document, MetadataMode metadataMode) {Map<String, Object> metadata = this.metadataFilter(document.getMetadata(), metadataMode);String metadataText = (String)metadata.entrySet().stream().map((metadataEntry) -> this.metadataTemplate.replace("{key}", (CharSequence)metadataEntry.getKey()).replace("{value}", metadataEntry.getValue().toString())).collect(Collectors.joining(this.metadataSeparator));return this.textTemplate.replace("{metadatastring}", metadataText).replace("{content}", document.getText());}protected Map<String, Object> metadataFilter(Map<String, Object> metadata, MetadataMode metadataMode) {if (metadataMode == MetadataMode.ALL) {return new HashMap(metadata);} else if (metadataMode == MetadataMode.NONE) {return new HashMap(Collections.emptyMap());} else {Set<String> usableMetadataKeys = new HashSet(metadata.keySet());if (metadataMode == MetadataMode.INFERENCE) {usableMetadataKeys.removeAll(this.excludedInferenceMetadataKeys);} else if (metadataMode == MetadataMode.EMBED) {usableMetadataKeys.removeAll(this.excludedEmbedMetadataKeys);}return new HashMap((Map)metadata.entrySet().stream().filter((e) -> usableMetadataKeys.contains(e.getKey())).collect(Collectors.toMap((e) -> (String)e.getKey(), (e) -> e.getValue())));}}public String getMetadataTemplate() {return this.metadataTemplate;}public String getMetadataSeparator() {return this.metadataSeparator;}public String getTextTemplate() {return this.textTemplate;}public List<String> getExcludedInferenceMetadataKeys() {return Collections.unmodifiableList(this.excludedInferenceMetadataKeys);}public List<String> getExcludedEmbedMetadataKeys() {return Collections.unmodifiableList(this.excludedEmbedMetadataKeys);}public static final class Builder {private String metadataTemplate;private String metadataSeparator;private String textTemplate;private List<String> excludedInferenceMetadataKeys;private List<String> excludedEmbedMetadataKeys;private Builder() {this.metadataTemplate = DefaultContentFormatter.DEFAULTMETADATATEMPLATE;this.metadataSeparator = DefaultContentFormatter.DEFAULTMETADATASEPARATOR;this.textTemplate = DefaultContentFormatter.DEFAULTTEXTTEMPLATE;this.excludedInferenceMetadataKeys = new ArrayList();this.excludedEmbedMetadataKeys = new ArrayList();}public Builder from(DefaultContentFormatter fromFormatter) {this.withExcludedEmbedMetadataKeys(fromFormatter.getExcludedEmbedMetadataKeys()).withExcludedInferenceMetadataKeys(fromFormatter.getExcludedInferenceMetadataKeys()).withMetadataSeparator(fromFormatter.getMetadataSeparator()).withMetadataTemplate(fromFormatter.getMetadataTemplate()).withTextTemplate(fromFormatter.getTextTemplate());return this;}public Builder withMetadataTemplate(String metadataTemplate) {Assert.hasText(metadataTemplate, "Metadata Template must not be empty");this.metadataTemplate = metadataTemplate;return this;}public Builder withMetadataSeparator(String metadataSeparator) {Assert.notNull(metadataSeparator, "Metadata separator must not be empty");this.metadataSeparator = metadataSeparator;return this;}public Builder withTextTemplate(String textTemplate) {Assert.hasText(textTemplate, "Document's text template must not be empty");this.textTemplate = textTemplate;return this;}public Builder withExcludedInferenceMetadataKeys(List<String> excludedInferenceMetadataKeys) {Assert.notNull(excludedInferenceMetadataKeys, "Excluded inference metadata keys must not be null");this.excludedInferenceMetadataKeys = excludedInferenceMetadataKeys;return this;}public Builder withExcludedInferenceMetadataKeys(String... keys) {Assert.notNull(keys, "Excluded inference metadata keys must not be null");this.excludedInferenceMetadataKeys.addAll(Arrays.asList(keys));return this;}public Builder withExcludedEmbedMetadataKeys(List<String> excludedEmbedMetadataKeys) {Assert.notNull(excludedEmbedMetadataKeys, "Excluded Embed metadata keys must not be null");this.excludedEmbedMetadataKeys = excludedEmbedMetadataKeys;return this;}public Builder withExcludedEmbedMetadataKeys(String... keys) {Assert.notNull(keys, "Excluded Embed metadata keys must not be null");this.excludedEmbedMetadataKeys.addAll(Arrays.asList(keys));return this;}public DefaultContentFormatter build() {return new DefaultContentFormatter(this);}}
}

KeywordMetadataEnricher

从文档中提取关键词，并将其作为元数据添加到文档中。通过调用 ChatModel 生成关键词，并将关键词存储在文档的元数据中

  • ChatModel chatModel：与 LLM 交互，生成关键词
  • int keywordCount：要提取的关键词数量
package org.springframework.ai.model.transformer;import java.util.List;
import java.util.Map;
import org.springframework.ai.chat.model.ChatModel;
import org.springframework.ai.chat.prompt.Prompt;
import org.springframework.ai.chat.prompt.PromptTemplate;
import org.springframework.ai.document.Document;
import org.springframework.ai.document.DocumentTransformer;
import org.springframework.util.Assert;public class KeywordMetadataEnricher implements DocumentTransformer {public static final String CONTEXTSTRPLACEHOLDER = "contextstr";public static final String KEYWORDSTEMPLATE = "{contextstr}. Give %s unique keywords for this\ndocument. Format as comma separated. Keywords:";private static final String EXCERPTKEYWORDSMETADATAKEY = "excerptkeywords";private final ChatModel chatModel;private final int keywordCount;public KeywordMetadataEnricher(ChatModel chatModel, int keywordCount) {Assert.notNull(chatModel, "ChatModel must not be null");Assert.isTrue(keywordCount >= 1, "Document count must be >= 1");this.chatModel = chatModel;this.keywordCount = keywordCount;}public List<Document> apply(List<Document> documents) {for(Document document : documents) {PromptTemplate template = new PromptTemplate(String.format("{contextstr}. Give %s unique keywords for this\ndocument. Format as comma separated. Keywords:", this.keywordCount));Prompt prompt = template.create(Map.of("contextstr", document.getText()));String keywords = this.chatModel.call(prompt).getResult().getOutput().getText();document.getMetadata().putAll(Map.of("excerptkeywords", keywords));}return documents;}
}

SummaryMetadataEnricher

用于从文档中提取摘要，并将其作为元数据添加到文档中。支持提取当前文档、前一个文档和下一个文档的摘要，并将这些摘要存储在文档的元数据中

  • ChatModel chatModel：与 LLM 交互，生成摘要

  • List<SummaryType> summaryTypes：要提取的摘要类型列表（当前、前一个、后一个）

  • MetadataMode metadataMode：元数据模式，用于控制文档内容的格式化方式

    • ALL：格式化内容时包含所有元数据（如作者、页码、标题等），适合需要上下文丰富信息的场景
    • EMBED：仅包含用于向量嵌入相关的元数据。通常用于向量数据库检索，保证只输出对嵌入有用的元数据，减少无关信息干扰
    • INFERENCE：仅包含推理相关的元数据。适合推理、问答等场景，输出对模型推理有帮助的元数据，过滤掉无关内容
    • NONE：只输出纯文本内容，不包含任何元数据，适合只关心正文的场景

  • String summaryTemplate：用于生成摘要的模版

package org.springframework.ai.model.transformer;import java.util.ArrayList;
import java.util.HashMap;
import java.util.List;
import java.util.Map;
import org.springframework.ai.chat.model.ChatModel;
import org.springframework.ai.chat.prompt.Prompt;
import org.springframework.ai.chat.prompt.PromptTemplate;
import org.springframework.ai.document.Document;
import org.springframework.ai.document.DocumentTransformer;
import org.springframework.ai.document.MetadataMode;
import org.springframework.util.Assert;
import org.springframework.util.CollectionUtils;public class SummaryMetadataEnricher implements DocumentTransformer {public static final String DEFAULTSUMMARYEXTRACTTEMPLATE = "Here is the content of the section:\n{contextstr}\n\nSummarize the key topics and entities of the section.\n\nSummary:";private static final String SECTIONSUMMARYMETADATAKEY = "sectionsummary";private static final String NEXTSECTIONSUMMARYMETADATAKEY = "nextsectionsummary";private static final String PREVSECTIONSUMMARYMETADATAKEY = "prevsectionsummary";private static final String CONTEXTSTRPLACEHOLDER = "contextstr";private final ChatModel chatModel;private final List<SummaryType> summaryTypes;private final MetadataMode metadataMode;private final String summaryTemplate;public SummaryMetadataEnricher(ChatModel chatModel, List<SummaryType> summaryTypes) {this(chatModel, summaryTypes, "Here is the content of the section:\n{contextstr}\n\nSummarize the key topics and entities of the section.\n\nSummary:", MetadataMode.ALL);}public SummaryMetadataEnricher(ChatModel chatModel, List<SummaryType> summaryTypes, String summaryTemplate, MetadataMode metadataMode) {Assert.notNull(chatModel, "ChatModel must not be null");Assert.hasText(summaryTemplate, "Summary template must not be empty");this.chatModel = chatModel;this.summaryTypes = CollectionUtils.isEmpty(summaryTypes) ? List.of(SummaryMetadataEnricher.SummaryType.CURRENT) : summaryTypes;this.metadataMode = metadataMode;this.summaryTemplate = summaryTemplate;}public List<Document> apply(List<Document> documents) {List<String> documentSummaries = new ArrayList();for(Document document : documents) {String documentContext = document.getFormattedContent(this.metadataMode);Prompt prompt = (new PromptTemplate(this.summaryTemplate)).create(Map.of("contextstr", documentContext));documentSummaries.add(this.chatModel.call(prompt).getResult().getOutput().getText());}for(int i = 0; i < documentSummaries.size(); ++i) {Map<String, Object> summaryMetadata = this.getSummaryMetadata(i, documentSummaries);((Document)documents.get(i)).getMetadata().putAll(summaryMetadata);}return documents;}private Map<String, Object> getSummaryMetadata(int i, List<String> documentSummaries) {Map<String, Object> summaryMetadata = new HashMap();if (i > 0 && this.summaryTypes.contains(SummaryMetadataEnricher.SummaryType.PREVIOUS)) {summaryMetadata.put("prevsectionsummary", documentSummaries.get(i - 1));}if (i < documentSummaries.size() - 1 && this.summaryTypes.contains(SummaryMetadataEnricher.SummaryType.NEXT)) {summaryMetadata.put("nextsectionsummary", documentSummaries.get(i + 1));}if (this.summaryTypes.contains(SummaryMetadataEnricher.SummaryType.CURRENT)) {summaryMetadata.put("sectionsummary", documentSummaries.get(i));}return summaryMetadata;}public static enum SummaryType {PREVIOUS,CURRENT,NEXT;}
}

DocumentWriter（文档写入接口类）

package org.springframework.ai.document;import java.util.List;
import java.util.function.Consumer;public interface DocumentWriter extends Consumer<List<Document>> {default void write(List<Document> documents) {this.accept(documents);}
}

FileDocumentWriter

将一组 Document 文档对象的内容写入到指定文件，支持追加写入、文档分隔标记、元数据格式化等功能

  • String fileName：写入文件的名称
  • boolean withDocumentMarkers：表示是否在文件中包含文档标记（如文档索引、页码）
  • MetadataMode metadataMode：元数据模式，控制文档内容的格式化方式
  • boolean append：是否将内容追加到文件末尾，而不是覆盖
方法名称
描述
FileDocumentWriter
通过文件名、分隔标记、元数据、追加等构造写入器
accept
将文档内容写入文件，支持分隔标记和元数据格式化
package org.springframework.ai.writer;import java.io.FileWriter;
import java.util.List;
import org.springframework.ai.document.Document;
import org.springframework.ai.document.DocumentWriter;
import org.springframework.ai.document.MetadataMode;
import org.springframework.util.Assert;public class FileDocumentWriter implements DocumentWriter {public static final String METADATASTARTPAGENUMBER = "pagenumber";public static final String METADATAENDPAGENUMBER = "endpagenumber";private final String fileName;private final boolean withDocumentMarkers;private final MetadataMode metadataMode;private final boolean append;public FileDocumentWriter(String fileName) {this(fileName, false, MetadataMode.NONE, false);}public FileDocumentWriter(String fileName, boolean withDocumentMarkers) {this(fileName, withDocumentMarkers, MetadataMode.NONE, false);}public FileDocumentWriter(String fileName, boolean withDocumentMarkers, MetadataMode metadataMode, boolean append) {Assert.hasText(fileName, "File name must have a text.");Assert.notNull(metadataMode, "MetadataMode must not be null.");this.fileName = fileName;this.withDocumentMarkers = withDocumentMarkers;this.metadataMode = metadataMode;this.append = append;}public void accept(List<Document> docs) {try {try (FileWriter writer = new FileWriter(this.fileName, this.append)) {int index = 0;for(Document doc : docs) {if (this.withDocumentMarkers) {writer.write(String.format("%n### Doc: %s, pages:[%s,%s]\n", index, doc.getMetadata().get("pagenumber"), doc.getMetadata().get("endpagenumber")));}writer.write(doc.getFormattedContent(this.metadataMode));++index;}}} catch (Exception e) {throw new RuntimeException(e);}}
}

VectorStore

VectorStore 继承了 DocumentWriter 接口，详情可见 《Vector Databases》

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